https://www.avient.com/sites/default/files/2023-12/Avient_ResponsibleCarePolicy_Dec_18_2023.pdf
AVIENT RESPONSIBLE CARE POLICY
Avient Corporation conducts its operations in a manner that is protective
of the environment, and the health, safety and security of associates,
customers, and all our stakeholders, including the communities in which
we operate.
We further define these commitments with individual Policies on
Environment, Safety & Health, Security and Product Stewardship.
https://www.avient.com/sites/default/files/2021-01/w-9-clariant-plastics-coatings-usa-llc-july-20201.pdf
For individuals, this is generally your social security number (SSN).
If
you have changed your last name without informing the Social Security
Administration (SSA) of the name change, enter your first name, the last
name as shown on your social security card, and your new last name.
Enter it in the social
security number box.
https://www.avient.com/sites/default/files/2024-03/AS-FILED EF20024640 Avient Corp ARS.pdf
2)OSHA recordable injuries per 100 full-time
workers per year
United States
Securities and Exchange Commission
Washington, DC 20549
FORM 10-K
☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2023
☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from to .
Our CISO and cybersecurity teams hold relevant
certifications, including, but not limited to, Certified Information Systems Security Professional, Security+
Certification, Factor Analysis for Information Risk Analyst, Certified Information Systems Auditor, Security Systems
Certified Practitioner or Certified Federal Information Security Management Act Compliance Practitioner.
Senior secured revolving credit facility due 2026 $ — $ —
Senior secured term loan due 2026 — 423.6
Senior secured term loan due 2029 709.0 385.5
5.75% senior notes due 2025 647.2 645.2
7.125% senior notes due 2030 716.2 714.9
Other Debt 7.6 9.7
Total Debt $ 2,080.0 $ 2,178.9
Less short-term debt 9.5 2.2
Total long-term debt, net of current portion $ 2,070.5 $ 2,176.7
On August 16, 2023, the Company refinanced its senior secured term loans by amending its Credit Agreement (the
Term Loan Amendment).
https://www.avient.com/sites/default/files/resources/Proxy%2520Statement%2520for%2520Web%2520Hosting.pd_.pdf
Prohibition on Hedging or Pledging Our Securities.
2018 Summary Compensation Table
Stock Awards (column (d))
Option Awards (column (e))
Name and Principal Position
(a)
Year
Salary
(c)
Stock
(d)
Non-Equity
Incentive
Plan
Compensation
($)
All Other
Compensation
Total
Lisa K.
Exercise or Base Price of Option Awards (column (i))
Grant Date Fair Value of Stock and Option Awards (column (j))
Narrative Disclosure Relating to the 2018 Summary Compensation Table and the 2018 Grants
of Plan-Based Awards Table
Outstanding Equity Awards at 2018 Fiscal Year-End
Exercise
Price
Expiration
Date
Market
Value of
Shares or
Units of
Stock That
Have Not
Vested
Equity Incentive
Plan Awards:
Market or Payout
Value of Unearned
Shares, Units or
Other Rights that
Have Not Vested
(j)
Stock Awards
Equity
Incentive Plan
Awards:
Number of
Securities
Underlying
Unearned
Options
Equity Incentive
Plan Awards:
Number of
Unearned
Shares, Units or
Other Rights that
Have Not Vested
(i)
Number of
Shares or
Units of
Stock That
Have Not
Vested
Number of
Underlying
Unexercised
Options (#)
Unexercisable
Number of
Securities
Underlying
Options (#)
Exercisable
Option Awards
Number of Securities Underlying Unexercised Options (#) Exercisable (column (b))
Number of Securities Underlying Unexercised Options (#) Unexercisable (column (c))
Equity Incentive Plan Awards: Number of Securities Underlying Unexercised Unearned Options (column (d))
Option Exercise Price (column (e))
Option Expiration Date (column (f))
Number of Shares or Units of Stock That Have Not Vested (column (g))
Market Value of Shares or Units of Stock That Have Not Vested (column (h))
Equity Incentive Plan Awards: Number of Unearned Shares, Units or Other Rights That Have Not Vested
(column (i))
Equity Incentive Plan Awards: Market or Payout Value of Unearned Shares, Units or Other Rights That Have
Not Vested (column (j))
2018 Option Exercises and Stock Vested
Option Awards Stock Awards
Acquired on Exercise
Value Realized on
Exercise
Acquired on Vesting
Value Realized
on Vesting
Option Awards (columns (b) and (c))
Stock Awards (columns (d) and (e))
2018 Nonqualified Deferred Compensation
Aggregate Executive Registrant Aggregate Aggregate Aggregate
Balance at Contributions Contributions Earnings Withdrawals/ Balance at
in Last FY in Last FY in Last FY Distributions Last FYE
(1) ($)(2) ($)(3) ($)(4) ($) ($)(1)(5)
Potential Payments Upon Termination or Change of Control
Summary of Potential Payments
Management Continuity Agreements
Executive Severance Plan
Annual Plan
Long-Term Incentive Awards
Retirement Benefits
Payments and Benefits Upon Termination — As of the End of Fiscal Year 2018
CEO Pay Ratio Disclosure
CEO Annual Total Compensation for 2018: $6,127,920
Median Employee Annual Total Compensation for 2018: $48,056
Ratio of CEO to Median Employee Annual Total Compensation for 2018: 128:1
How the Median Employee was Determined in 2017
Compensation Committee Interlocks and Insider Participation
Policy on Related Person Transactions
Risk Assessment of the Compensation Programs
Compensation Committee Report
The Compensation Committee
of the Board of Directors
MISCELLANEOUS
MISCELLANEOUS PROVISIONS
Voting at the Meeting
not
Shareholder Proposals
MISCELLANEOUS
Proxy Solicitation
We will furnish without charge to each person from whom a proxy is being solicited, upon written
request of any such person, a copy of the Annual Report on Form 10-K of the Company for the fiscal year
ending December 31, 2018, as filed with the SEC, including the financial statements and schedules thereto.
https://www.avient.com/sites/default/files/2023-08/Avient General Purchase Conditions.pdf
All Security
Incidents shall be reported to Avient via email to
soc@avient.com without undue delay and not
later than 24 hours upon becoming aware of or
suspecting a Security incident.
For all
Goods supplied to the U.S. and/or Canada,
Supplier shall comply with CTPAT supply chain
security guidelines.
Supplier shall report
any irregularity with respect to safety, health
and environment and security.
https://www.avient.com/investor-center/news/polyone-announces-third-quarter-2016-results
In this press release, statements that are not reported financial results or other historical information are "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995.
Securities and Exchange Commission
We provide Adjusted EBITDA because we believe that investors and securities analysts will find Adjusted EBITDA to be a useful measure for evaluating our operating performance.
https://www.avient.com/investor-center/news/polyone-announces-fourth-quarter-and-full-year-2016-results
In this press release, statements that are not reported financial results or other historical information are "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995.
Securities and Exchange Commission
We provide Adjusted EBITDA because we believe that investors and securities analysts will find Adjusted EBITDA to be a useful measure for evaluating our operating performance.
https://www.avient.com/sites/default/files/2021-04/bergamid-seat-fastener-case-study.pdf
This material offers
the stiffness and high impact performance required to support
and secure multiple electronic attachments, and provides the
impact and temperature resistance needed.
HellermannTyton decided to develop the seat securement
part using injection-molded Bergamid resin in a standard
black color.
The
new seat securement part has already been adopted by one
OEM customer, and we are confident that other manufacturers
will come to us for this lightweight, cost-efficient solution.”
https://www.avient.com/sites/default/files/2021-07/plastiward-flyer-global.pdf
PLASTIWARD Counterfeiting Protection
Rethinking in-product security for plastic made articles
in multiple applications
Are you a plastic articles manufacturer keen on taking your mission of providing
end-consumers with a safe product to the next level?
TURNKEY SYSTEM
PLASTIWARD is a robust,
customizable and cost-effective
turnkey system consisting of:
· proprietary taggants
integrated directly within
the polymer masterbatch
· a handheld detector
offering instant fake-
checking in the field
· a secure monitoring
platform on smartphone
or tablet capturing
field inspection data,
transmitted in real time
COMBINED EXPERTISE
At its core, PLASTIWARD
brings together SICPA’s
trusted expertise in brand
protection technologies
and processes, and Avient’s
recognized expertise in polymer
modification with colour and
performance additives.
The
result of a partnership between
SICPA and Avient, PLASTIWARD
is a prime example of how we
enable our customers to focus
on their core business as we
implement security features—
without disrupting their supply
chain—at the core of their
product.
1.844.4AVIENT
www.avient.com
Copyright © 2021, Avient Corporation.
https://www.avient.com/sites/default/files/2021-10/information-systems-use-policy-final-9.1.2021.pdf
EXPECTATIONS FOR USE OF INFORMATION SYSTEMS
Users shall:
• Use all Information Systems consistent with their intended purpose, Avient business
objectives, and the Code of Conduct;
• Take necessary steps to prevent unauthorized access to and maintain security of
Confidential Data;
• Use only approved and secured methods when sharing Confidential Data and ensure
recipients have authorization to receive Confidential Data and/or have obtained prior
approval from User’s manager; and
• Obtain approval from Avient’s Information Technology department before procuring,
installing, connecting, using, or decommissioning software, systems, applications, or non-
Avient devices to or from Information Systems, including, but not limited to, on premise
and cloud-based systems.
Confidential 4 Avient IT Department
Information Systems Use Policy September 1, 2021
Additionally, the following Information Systems uses are prohibited unless specifically
authorized by Avient or authorized Avient IT representatives:
• Revealing account usernames, passwords, or other Personal Data to others or allowing use
of Information Systems by others, including family and other household members;
• Conducting any form of network monitoring that could intercept data not intended for the
recipient User;
• Circumventing User authentication or security of any Information Systems; or
• Using personal devices to access Confidential Data or connect to Information Systems.
For example, Personal Data could be an individual’s Social Security Number (SSN), name,
address, date of birth, tax identification number or equivalent, credit or debit card number, or financial
account number.